As Chief Compliance Officer, Dani Hampton is responsible for creating and implementing all compliance strategies at Triad Wealth Partners, a Registered Investment Adviser (RIA). In this role, Dani plays a critical part in the strategic direction of the firm’s compliance team. She also helps member firms understand the ever more demanding compliance landscape through compliance best practices and education. With more than 25 years of experience, Dani bring valuable insight to the Triad Wealth team.
Before joining Triad Wealth Partners, Dani served as a Compliance Manager for Carson Group, where she built and oversaw the company’s advertising review, audit, systems, and licensing teams. She was also the Chief Compliance Officer of First National Capital Markets, the affiliated broker dealer and municipal advisor of First National Bank of Omaha, one of the largest privately held banks in the Midwest. During her 15-year tenure at First National Capital Markets, she held several positions throughout the company in sales, operations and compliance. Prior to her time at First National Capital Markets, Dani also held multiple positions at Ameritrade and E*Trade Financial. Dani received her Master of Science in organizational leadership from the College of Saint Mary and her bachelor’s degree from Creighton University, both in Omaha, Nebraska. Dani holds the IACCP® designation. She lives in Omaha with her husband, daughter and beloved pet cat. She loves the theater and enjoys attending theater productions, especially those her familymembers, especially her daughter, are performing.